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Redeem your Mutual Fund Shares

The options you have currently on the account will determine if you can redeem online, by chat, or by phone, or if you must send us forms to complete the request.

·        To complete a redemption with a phone representative, chat representative, online account, your account must contain the option If your account does not have this option please complete our Account Options Form

·        When redeeming with a new method of delivery (new bank account, another address than what is on file, check made payable other than how your account is titled), we require a Signature Guarantee Stamp. To find out more about what it is and participating financial institutions in the Signature Guarantee programs click here

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Redemption of my mutual fund shares

 

·        Redeem online – Please login to your account online

 

·        Redeem with a Chat Representative – Please chat with us using the link to the left for assistance

 

·        Redeem with a Phone Representative – Please call us at the number above

 

·        Redeem in Writing

§  Utilize our Mutual Fund Redemption Form for taxable accounts

 

§  Utilize our IRA / Qualified Plan Distribution Request Form for qualified plan accounts such as IRA

 

§  Utilize our Required Minimum Distribution Form for IRA Required Minimum Distributions

 

 

 

·        Redeeming from a taxable (non-retirement) account will generate a 1099-B Tax Form. There may be a taxable gain or loss on your investment

 

·        Redeeming from an IRA will generate a 1099-R Tax Form

 

·        Redeeming from a CESA will generate a 1099-Q Tax Form

 

·        There may be a redemption maximum you can request over the phone or online per trading day – Please refer to the  prospectus