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Add or Change the Broker for your Account

In order to add or change the broker for your mutual fund account please complete the form and follow the instructions below.

  • All account owners must sign forms when updating the broker on your account
I would like to… Instructions and Forms I need What else I need to know…
Add or update my broker on file
  • Send in a signed Letter of Instruction Including
    • Account Specific Information
      • Include all names that appear on the account
      • Include the account number or Social Security Number
    • Details including:
      • The Broker’s name, Rep number, name of financial Institution
      • Include a daytime telephone number
  • Your broker’s financial institution must have a selling agreement with the fund in order to be listed on the account. If you are not sure if an agreement exists please contact your broker.