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Contact Us: 800-697-3863.

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Add or Change the Broker for your Account

In order to add or change the broker for your mutual fund account please complete the form and follow the instructions below.

  • All account owners must sign forms when updating the broker on your account
I would like to… Instructions and Forms I need What else I need to know…
Add or update my broker on file
  • Send in a signed Letter of Instruction Including
    • Account Specific Information
      • Include all names that appear on the account
      • Include the account number or Social Security Number
    • Details including:
      • The Broker’s name, Rep number, name of financial Institution
      • Include a daytime telephone number
  • Your broker’s financial institution must have a selling agreement with the fund in order to be listed on the account. If you are not sure if an agreement exists please contact your broker.

Before investing, consider the fund's investment objectives, risks, charges and expenses. Please call 800-697-3863 or visit for a prospectus or, if available, summary prospectus, containing this information. Read it carefully.

Tocqueville and its representatives do not provide tax or legal advice. Each individual's tax and financial situation is unique. Individuals should consult their tax and/or legal advisor for advice and information concerning their particular situation.